SEC FORM 4 SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Hart Andrew W.

(Last) (First) (Middle)
TIFFANY & CO.
727 FIFTH AVENUE

(Street)
NEW YORK NY 10022

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
TIFFANY & CO [ TIF ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
SENIOR VICE PRESIDENT
3. Date of Earliest Transaction (Month/Day/Year)
01/22/2018
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock $.01 Par 01/22/2018 M 16,300 A $88.77 22,369 D
Common Stock $.01 Par 01/22/2018 M 4,130 A $79.23 26,499 D
Common Stock $.01 Par 01/22/2018 M 8,489 A $61.8 34,988 D
Common Stock $.01 Par 01/22/2018 M 17,250 A $86.74 52,238 D
Common Stock $.01 Par 01/22/2018 S 40,251 D $109.2219(1) 11,987 D
Common Stock $.01 Par 3 I By ESPP
Common Stock $.01 Par 83 I By 401(K)
Common Stock $.01 Par 282 I By ESOP
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (Right to Buy) $88.77 01/22/2018 M 16,300 (2) 01/16/2024 Common Stock $.01 Par 16,300 $0 0(3) D
Employee Stock Option (Right to Buy) $79.23 01/22/2018 M 4,130 (4) 01/19/2027 Common Stock $.01 Par 4,130 $0 12,390(5) D
Employee Stock Option (Right to Buy) $61.8 01/22/2018 M 8,489 (6) 01/20/2026 Common Stock $.01 Par 8,489 $0 16,978(7) D
Employee Stock Option (Right to Buy) $86.74 01/22/2018 M 17,250 (8) 01/14/2025 Common Stock $.01 Par 17,250 $0 5,750(9) D
Explanation of Responses:
1. The price in Column 4 is a weighted average price. The price actually received ranged from $109.07 to $109.60 per share. The reporting person's broker has provided to the issuer and the issuer will provide any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
2. Option granted pursuant to the Tiffany & Co. 2005 Employee Incentive Plan, which complies with Rule 16b-3, on January 16, 2014. The option vested in four equal annual installments on January 16, 2015, 2016, 2017 and 2018.
3. Total grant 16,300 shares. 0 shares previously exercised.
4. Option granted pursuant to the Tiffany & Co. 2014 Employee Incentive Plan, which complies with Rule 16b-3, on January 19, 2017. The option vests in four equal annual installments on January 19, 2018, 2019, 2020 and 2021.
5. Total grant 16,520 shares. 0 shares previously exercised.
6. Option granted pursuant to the Tiffany & Co. 2014 Employee Incentive Plan, which complies with Rule 16b-3, on January 20, 2016. The option vests in four equal annual installments on January 20, 2017, 2018, 2019 and 2020.
7. Total grant 33,956 shares. 8,489 shares previously exercised.
8. Option granted pursuant to the Tiffany & Co. 2014 Employee Incentive Plan, which complies with Rule 16b-3, on January 14, 2015. The option vests in four equal annual installments on January 14, 2016, 2017, 2018 and 2019.
9. Total grant 23,000 shares. 0 shares previously exercised.
Remarks:
/s/ John C. Duffy, Attorney-in-Fact 01/24/2018
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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